• Audit Manager

    Job Locations US-NY-Brooklyn
    Job ID 2018-1143
    Type
    Regular Full-Time
    Category
    Audit (Corporate)
  • Summary

    Dime seeks an Audit Manager who is a self-motivated, highly driven CPA with a minimum 5 years’ in public accounting or with financial services experience.  Reporting to both the Director of Internal Audit and the Deputy Director, the Audit Manager will oversee and perform independent assessments of Dime’s governance, risk management and internal controls by supervising and performing assigned audits through all phases of the engagement.  The candidate must possess strong interpersonal skills and knowledge of various community and commercial banking processes including accounting, lending, consumer compliance, Bank Secrecy Act, asset liability management, modeling, and deposit operations. This individual will play a key role in the execution of the audit plan.

    Responsibilities

    • Supervises and performs financial, operational and compliance audits and assigns staff to selected audit procedures.
    • Prepares and reviews audit working papers for completeness and to ensure audit program was executed in accordance with the audit plan.
    • Prepares and reviews audit reports to ensure it reflects the results of test work performed.
    • Assigns preliminary rating to audit and discusses exceptions and rating with the audit management.
    • Discusses audits and makes oral presentations to management at the conclusion of the audit.
    • Assists in training audit personnel in the performance of assigned duties and assists them in resolving audit issues.
    • Performs evaluations of the audit staff.
    • Coordinates and collaborates audit efforts with the external auditors.
    • Applies the COSO Internal Control Framework used to make Management’s assessment of internal control over financial reporting.
    • Performs and supervises SOX testing.
    • Suggests changes in auditing procedures and updates programs as a result of changes in operations and recommends improvements to internal control systems and operations to increase efficiency.
    • Represents audit management at meetings when requested.
    • Tracks exceptions for satisfactory resolution and validations.
    • Assists audit management in administrative tasks, including updating risk assessments and providing input to the development of the audit plan.
    • Documents appropriate controls utilizing matrices, narratives, flowcharts and internal control questionnaires.
    • Demonstrates professionalism with all interactions within the department and with third parties.
    • Assumes additional responsibilities to assist the department in meeting its goals.
    • Prepares well-written narratives of transactions flows and descriptions of the control environment.
    • Demonstrates the flexibility to interface and maintain positive working relationships with bank staff of all levels.

                              

    Qualifications

    • Bachelor’s degree (Accounting major preferred)
    • CPA or CIA required
    • Minimum 5 years’ in public accounting or with financial services internal audit experience
    • Knowledge of COSO Internal Control Framework
    • Knowledge of general information technology controls
    • Effective oral and written skills
    • Proficient in Microsoft Office

     

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